Rule changes and regulatory guidance over the last few years have had a dramatic impact on the guidelines governing IRA rollovers and transfers. Do you understand the implications to your IRA program?
While changes often provide new opportunities, the choices faced by IRA accountholders have become increasingly complex. This session is designed to provide valuable information to both experienced and new IRA staff who want a solid understanding of IRA rollover and transfer rules and responsibilities. There will be important takeaways provided for everyone. Whether your job includes operations, service, or management, this session will provide practical insights into handling IRAs.
Attendance verification for CE credits provided upon request.
Who Should Attend?
This session will benefit staff who have direct customer contact, IRA operations or compliance responsibilities, or insurance or securities licenses. It will also provide managers and supervisors with a solid understanding and appreciation of the rules and the responsibilities that come with accepting rollover and transfer assets.
If you are having issues with registering online, please contact CBAO's Education & Training Coordinator, Lianne Simeone, (614) 610-1877.