Understanding & Processing IRA Rollovers & Transfers

Sep 07, 2017 03:00pm -
Sep 07, 2017 04:30pm

Event Description

Rule changes and regulatory guidance over the last few years have had a dramatic impact on the guidelines governing IRA rollovers and transfers.  Do you understand the implications to your IRA program?

While changes often provide new opportunities, the choices faced by IRA accountholders have become increasingly complex.  This session is designed to provide valuable information to both experienced and new IRA staff who want a solid understanding of IRA rollover and transfer rules and responsibilities.  There will be important takeaways provided for everyone.  Whether your job includes operations, service, or management, this session will provide practical insights into handling IRAs.


  • Recent 60-day IRA rollover guidance
  • Eleven reasons for an automatic extension of the 60-day IRA rollover rule
  • Documentation responsibilities as the IRA custodian
  • The once-every-12-months IRA rollover rule and when it applies
  • How to distinguish between a rollover and a transfer
  • Proper processing and reporting requirements of rollovers vs. transfers
  • Required and suggested forms and documentation
  • Considerations for rollover from employer-sponsored plan to IRA 
  • Difference between direct and indirect IRA rollovers

Take-Away Toolkit

  • Employee training log
  • Quiz you can administer to measure staff learning and a separate answer key


Attendance verification for CE credits provided upon request.

Who Should Attend?

This session will benefit staff who have direct customer contact, IRA operations or compliance responsibilities, or insurance or securities licenses.  It will also provide managers and supervisors with a solid understanding and appreciation of the rules and the responsibilities that come with accepting rollover and transfer assets.


If you are having issues with registering online, please contact CBAO's Education & Training Coordinator, Lianne Simeone, (614) 610-1877.

Event Type:Webinar &/or On-Demand Link/CD
Early registration ends on Aug 02, 2017.
Regular registration starts on Aug 03, 2017 and ends on Sep 07, 2017.
Late registration starts on Sep 08, 2017.
(GMT-05:00) Eastern Time (US & Canada)


Registration Fees
Fee TypeEarlyRegularLate
 Live Webinar
Member Fee: $265.00$265.00$290.00
Non-Member Fee: $400.00$400.00$425.00
 Additional Hookups
Member Fee: $175.00$175.00$175.00
Non-Member Fee: $260.00$260.00$260.00
 Recorded Webinar + Free Digital Download
Member Fee: $345.00$345.00$345.00
Non-Member Fee: $490.00$490.00$490.00
 Both Live Webinar and Recorded Webinar + Free Digital Download
Member Fee: $395.00$395.00$420.00
Non-Member Fee: $600.00$600.00$625.00