Documenting your BSA/AML Risk Assessment

Jul 26, 2018 02:00pm -
Jul 26, 2018 03:00pm
(GMT-5)

Event Description

There is an increase in regulatory scrutiny over how financial institutions document their BSA/AML risk controls in the risk assessment. Even though financial institutions have been documenting risk assessments over a long period of time, the expectations have moved from a generalist approach to a more meaningful and specific approach that truly outlines the specifics of the BSA/AML program. Regulators look to the bank to provide strong evidence that the risk assessment represents the BSA/AML program including services, geography, and customer types. Meaningful risk assessments are essential in a bank’s ability to defend its BSA program.

Topics Covered:

  • Review of the BSA/AML Risk Assessment Regulatory Requirement
  • Outline of a Strong BSA/AML Risk Assessment
  • Common Audit Findings in BSA/AML Risk Assessments
  • BSA/AML Risk Assessment Reporting Requirements

Who Should Attend

BSA Officers and  Staff, Compliance Officers, Internal Auditors, Risk Management, Senior Mangement, Executive Management, Enterprise Risk Management

REGISTRATION OPTIONS

If you are having issues with registering online, please contact CBAO's Education & Training Coordinator, Lianne Simeone, (614) 610-1877.


Event Type:Webinar &/or On-Demand Link/CD
Category:NE Region Meeting
Early registration ends on May 13, 2018.
Regular registration starts on May 14, 2018 and ends on Jan 25, 2019.
Late registration starts on Jan 26, 2019.
(GMT-05:00) Eastern Time (US & Canada)

 

Registration Fees
Fee TypeEarlyRegularLate
 Live Webinar
Member Fee: $265.00$265.00$290.00
Non-Member Fee: $400.00$400.00$425.00
 Additional Hookups
Member Fee: $175.00$175.00$175.00
Non-Member Fee: $260.00$260.00$260.00