Auditing Call Reports: Compliance, Regulator Expectations & Best Practices

May 31, 2017 03:00pm -
May 31, 2017 04:30pm
(GMT-5)

Event Description

With regulatory agencies increasingly relying on the Call Report as an effective way to monitor and remotely supervise banks, there is greater emphasis on Call Report accuracy.  In addition, regulators are more frequently including a Call Report review during on-site examinations.  It is imperative that Call Report preparers, reviewers, and auditors understand regulators’ expectations regarding Call Report accuracy, as well as the bank’s procedures for preparation and review.  This session will highlight key audit areas, common errors, and best practices for performing and documenting the review of quarterly Call Reports.

HIGHLIGHTS

  • How regulators use Call Report information and their expectations for internal review processes
  • Key Call Reporting areas and steps for auditing/reviewing those areas
  • Internal controls for review and audit
  • Best practices for documenting Call Report preparation and review
  • Commonly misreported items

 

  • TAKE-AWAY TOOLKIT
    • PDF booklet of relevant regulatory guidance
    • Employee training log
    • Quiz you can administer to measure staff learning and a separate answer key

Attendance verification for CE credits provided upon request.

WHO SHOULD ATTEND?

This informative session is designed for Call Report preparers, and especially Call Report reviewers, including CFOs, controllers, internal auditors, compliance officers, and others responsible for ensuring the accuracy of quarterly Call Report submissions.

REGISTRATION OPTIONS

If you are having issues with registering online, please contact CBAO's Education & Training Coordinator, Lianne Simeone, (614) 610-1877.


Event Type:Webinar &/or On-Demand Link/CD
Early registration ends on Apr 25, 2017.
Regular registration starts on Apr 26, 2017 and ends on May 31, 2017.
Late registration starts on Jun 01, 2017.
(GMT-05:00) Eastern Time (US & Canada)

 

Registration Fees
Fee TypeEarlyRegularLate
 Live Webinar
Member Fee: $265.00$265.00$290.00
Non-Member Fee: $400.00$400.00$425.00
 Additional Hookups
Member Fee: $175.00$175.00$175.00
Non-Member Fee: $260.00$260.00$260.00
 Recorded Webinar + Free Digital Download
Member Fee: $345.00$345.00$345.00
Non-Member Fee: $490.00$490.00$490.00
 Both Live Webinar and Recorded Webinar + Free Digital Download
Member Fee: $395.00$395.00$420.00
Non-Member Fee: $600.00$600.00$625.00