The FFIEC Consumer Compliance Rating System requires identification of risks related to financial institutions’ products, services, and activities. This webinar will examine the basic anatomy of a risk assessment and review common risk assessments. Once risks have been identified, you will get tips and tools for monitoring and testing to ensure consumer compliance risks are uncovered, documented, and communicated. Participants will learn how to stay current with the ever-changing regulatory environment and your institution’s internal product and service changes. This webinar will clarify any ambiguity associated with risk assessments and provide the tools you need to succeed.
Attendance verification for CE credits provided upon request.
Who Should Attend?
This informative session will provide guidance on how to apply a risk-based compliance approach to identify compliance weaknesses. It will benefit both new and seasoned compliance officers and risk managers.
If you are having issues with registering online, please contact CBAO's Education & Training Coordinator, Lianne Simeone, (614) 610-1877.