ACH/RDC Regulatory Credit Training: Exposure Limits, Periodic Reviews and Regulatory Risk Expectatio

Jun 21, 2018 02:00pm -
Jun 21, 2018 03:00pm
As we transition to a new online membership platform, CBAO will not be processing online orders from September 21-30. Please call our office at (614) 846.8124 to register for a webinar or an event. Thank you!

A list of upcoming events is presented below:

Event Description

Account officers/relationship officers may not understand the regulatory requirements for assessing the risks of its ACH and RDC clients. What is the difference between credit underwriting and transactional risk underwriting? How do you set exposure limits while still complying with regulatory requirements? How should periodic reviews to comply with network Rules and regulatory expectations? Learn regulatory guidance, expectations and practical methods financial institutions can use while remaining efficient and providing a positive customer experience.

This Session Will Cover:

  • Best business practices for differentiating between credit underwriting and transactional underwriting;
  • Providing a practical business practice for setting effective exposure limits;
  • Providing an understanding of how to effectively monitor and perform your periodic risk reviews;
  • Following effective and efficient methods for handling over-limit activity;
  • Understanding business practices that can be identified as red flags for unusual/suspicious activity;
  • Creating a practical and effective periodic review process.

Who Should Attend?

Account Officers, Relationship Managers, Treasury Managers, Payments Professionals, Electronic Banking Management/Staff, Deposit Operations Management/Staff, Risk Management, Internal Audit, Compliance Management/Staff, Senior Management


If you are having issues with registering online, please contact CBAO's Education & Training Coordinator, Lianne Simeone, (614) 610-1877.

Event Type:Webinar &/or On-Demand Link/CD
Category:NE Region Meeting
Early registration ends on Apr 08, 2018.
Regular registration starts on Apr 09, 2018 and ends on May 24, 2018.
Late registration starts on May 25, 2018.
(GMT-05:00) Eastern Time (US & Canada)


Registration Fees
Fee TypeEarlyRegularLate
 Live Webinar
Member Fee: $265.00$265.00$290.00
Non-Member Fee: $400.00$400.00$425.00
 Additional Hookups
Member Fee: $175.00$175.00$175.00
Non-Member Fee: $260.00$260.00$260.00