Risk Management Series: ACH Risk Management & Assessment: Risks, Controls & Ratings

Dec 14, 2017 03:00pm -
Dec 14, 2017 04:30pm

Event Description

Risk assessments are a valuable and necessary tool to identify the risks associated with your ACH program and outline the mitigating factors that reduce this risk.  An ACH risk assessment is also required under the NACHA Operating Rules.  Have you completed one or updated yours recently?  During this session, types of risk factors, mitigating controls, and how to appropriately assign risk ratings will be covered from both an RDFI and an ODFI perspective.  Participants will get valuable recommendations and insights from a compliance professional who has worked with numerous financial institutions and understands the challenges they face.


  • Frequency of the ACH risk assessment process according to the NACHA Operating Rules
  • Various types of FFIEC-identified risk associated with ACH processing
  • Controls and mitigation techniques to reduce ACH risks
  • Compare your practices – findings from the field of ACH risk assessments
  • Sound practices for ongoing risk management programs, depending on your risk ratings and tolerances

Take-Away Toolkit:

  • Sample risk-rating guide for ACH risk assessments
  • Sample ACH risk assessment report template
  • Sample ACH policy
  • Employee training log
  • Quiz you can administer to measure staff learning and a separate answer key

Attendance verification for CE credits provided upon request.

Who Should Attend?

This informative session is designed for risk and compliance officers, ACH operations personnel, and anyone responsible for conducting or preparing for the ACH risk assessment.

Registration Options:

If you are having issues with registering online, please contact CBAO's Education & Training Coordinator, Lianne Simeone, (614) 610-1877.

Event Type:Webinar &/or On-Demand Link/CD
Early registration ends on Nov 08, 2017.
Regular registration starts on Nov 09, 2017 and ends on Dec 14, 2017.
Late registration starts on Dec 15, 2017.
(GMT-05:00) Eastern Time (US & Canada)


Registration Fees
Fee TypeEarlyRegularLate
 Live Webinar
Member Fee: $265.00$265.00$290.00
Non-Member Fee: $400.00$400.00$425.00
 Additional Hookups
Member Fee: $175.00$175.00$175.00
Non-Member Fee: $260.00$260.00$260.00
 Recorded Webinar + Free Digital Download
Member Fee: $345.00$345.00$345.00
Non-Member Fee: $490.00$490.00$490.00
 Both Live Webinar and Recorded Webinar + Free Digital Download
Member Fee: $395.00$395.00$420.00
Non-Member Fee: $600.00$600.00$625.00