2018 CBAO Deposit Compliance School

Mar 27, 2018 09:00am -
Mar 27, 2018 03:00pm

Event Description

This school is designed to walk you through account opening scenarios that you run into every day. From Regulation CC to Red Flags to BSA and all the statutes in between, you will gain a comprehensive understanding of account opening, administration and monitoring.

Specific Statutes to be Covered:

  • Regulation CC
  • Regulation D
  • Regulation DD
  • Regulation E
  • Regulation GG
  • Regulation P
  • CIP and CDD, including Identifying Beneficial Owners
  • Risk Rating at Account Opening
  • OFAC Compliance
  • Adverse Actions for Deposit Accounts
  • Safe Deposit Box Opening and Administration
  • Safeguarding Customer Information
  • Red Flags Rule | Identity Theft Prevention Provisions
  • Addressing Consumer Complaints


If you are having issues with registering online, please contact CBAO's Education & Training Coordinator, Lianne Simeone, (614) 610-1877.

Event Type:Seminar
Early registration ends on Dec 02, 2017.
Regular registration starts on Dec 03, 2017 and ends on Mar 21, 2018.
Late registration starts on Mar 22, 2018.
(GMT-05:00) Eastern Time (US & Canada)


Registration Fees
Fee TypeEarlyRegularLate
 First Attendee
Member Fee: $375.00$375.00$400.00
Non-Member Fee: $565.00$565.00$590.00
 Additional Attendees
Member Fee: $195.00$195.00$220.00
Non-Member Fee: $295.00$295.00$320.00