Mar 20, 2018 09:00am -
Mar 20, 2018 03:00pm
(GMT-5)

Event Description

2018 COMPLIANCE FORUM
March 20, 2018  |  May 18, 2018 | August 2, 2018 | November 1, 2018
 

Our forum sessions are valuable training and group discussion of new and proposed legislation and areas of regulatory focus.  Each interactive session will provide a forum for you to voice your questions and concerns, poll the group on their practices and experiences and allow you to network with your compliance counterparts.  Better yet, we will be inviting the regulators to join our last forum of the year to share their insights on emerging risks, exam concerns and areas of supervisory focus.

Your registration fee covers your participation in the forum, including breakfast and lunch, as well as all materials provided for the event.  You will receive a handbook at each forum, comprised of PowerPoint slides, narratives, tools and reference materials related to the topics covered. You will also receive all materials and tools electronically upon completion of each forum. 

Take It Home:

Your compliance responsibilities and challenges don’t stop when you leave the forum. Be sure you have the tools to administer your compliance function proactively and effectively.  By participating in one or all Compliance Forum events in 2018, you will receive the Sterling NAVIGATOR, BEACON and all the tools provided at each event and with each edition of the NAVIGATOR.

Sterling NAVIGATOR 
With one regulatory wave after another, it starts to feel like we’re drifting farther and farther away from solid ground.  That’s where we come in. Our NAVIGATOR newsletter will help you steady your rudder and guide you safely through the turbulent waters of regulation and compliance exams. We’ve designed the NAVIGATOR to be your go-to resource for compliance news, critical and upcoming deadlines and items of regulatory focus.  

The NAVIGATOR regularly features:

  • Relevant articles addressing current compliance issues.  These articles are designed to inform you and provide perspective of the impact of regulatory guidance and upcoming legislation for your institution.  We include practical implementation tips and useful resources to guide you through the processes of understanding compliance issues, implementing proper controls to mitigate risk associated with those issues and approaching your compliance examinations with confidence.
  • Critical dates.  We will keep you informed of critical dates relating to the implementation of regulatory guidance and the status of proposed legislation.
  • Upcoming events.  Learn where we will be and how you can join us! Whether we are holding Compliance Roundtables, Continuing Education Courses, Forum Events or Webinars, our Upcoming Events and Sterling Events pages will provide you information about each event and how to register.
  • Industry highlights. Get a snapshot of what has happened in compliance in the last month – a great way for you, your management team and your Board stay up-to-date. 
  • Tools.  We typically issue 1-2 tools with each edition of the NAVIGATOR. From policy and internal monitoring checklists, to sample policies and fact sheets, you’ll get the tools to make your job easier.

Sterling BEACON
We offer a monthly consulting service that gives you unlimited access to our compliance experts for any compliance-related questions. This service is part of all compliance engagement packages or may be selected a la carte, but it is complimentary with your Forum registration!  Our BEACON allows you to call or email us any time – an important compliance lifeline!  

 

Registration Options:

If you are having issues with registering online, please contact CBAO's Education & Training Coordinator, Lianne Simeone, (614) 610-1877.


Event Type:Forums
Early registration ends on Dec 19, 2017.
Regular registration starts on Dec 20, 2017 and ends on Mar 10, 2018.
Late registration starts on Mar 11, 2018.
(GMT-05:00) Eastern Time (US & Canada)

 

Registration Fees
Fee TypeEarlyRegularLate
 Compliance Forum Annual Fees
Member Fee: $1250.00$1250.00$1275.00
Non-Member Fee: $1875.00$1875.00$1900.00
 First Attendee (Only paid if Not a Forum Member)
Member Fee: $325.00$325.00$350.00
Non-Member Fee: $490.00$490.00$515.00
 Additiona Foruml Attendee(s)
Member Fee: $580.00$580.00$605.00
Non-Member Fee: $880.00$880.00$905.00