Writing a report to document a recent compliance review or internal audit doesn’t have to be a white-knuckle experience! This webinar will break down the written report into manageable sections and address the purpose and content of each section. It will also focus on writing findings and recommendations that identify an issue’s root cause and guide management to the necessary corrective action for the exception noted. You will learn the steps to follow throughout the audit to ensure management isn’t caught off guard by the report’s contents. While no single report format will work for all financial institutions, everyone needs a report with clear content that meets the reader’s needs and prompts management’s response to your recommendations.
Attendance verification for CE credits provided upon request.
Who Should Attend?
This informative session is designed for compliance officers, internal auditors, or any staff that needs to formulate a report based upon an internal review (e.g., quality control or risk management personnel).
If you are having issues with registering online, please contact CBAO's Education & Training Coordinator, Lianne Simeone, (614) 610-1877.