Every product, service, and delivery method within your financial institution is covered by multiple laws, regulations, and best practices. Your team must understand the requirements and individual responsibilities applicable to each area. In addition to regulatory considerations, consumer protection attorneys look for violations as the basis for lawsuits. This session will focus on red flags for identity theft, bribery, privacy, and ethical issues and will break down each area and the essential compliance rules every staff member must know. It will satisfy the general training requirements on these regulations.
Attendance verification for CE credits provided upon request.
Who Should Attend?
This informative session is designed for directors, supervisory/audit committees, volunteers, senior executives, managers, compliance staff, internal auditors, branch staff, and anyone involved with back-office operations.
If you are having issues with registering online, please contact CBAO's Education & Training Coordinator, Lianne Simeone, (614) 610-1877.