Top Escrow Compliance Exam Issues, FAQs & Field Audits

May 15, 2018 03:00pm -
May 15, 2018 04:30pm
As we transition to a new online membership platform, CBAO will not be processing online orders from September 21-30. Please call our office at (614) 846.8124 to register for a webinar or an event. Thank you!

A list of upcoming events is presented below:

Event Description

From the initial analysis, to the TRID disclosure, to the annual statement, there are numerous compliance requirements for escrow accounts – and lots of room for errors!  Noncompliance penalties can add up quickly.  RESPA, TILA, and flood rules all address when escrow is required.  This webinar will review the entire escrow process from start to finish, including compliance requirements, common errors, and examiner citations from field audits and exams that highlight compliance “hot buttons.”  This program will include frequently asked questions and provide checklists to ensure escrow compliance and that your disclosures and statements are complete, compliant, and correct. 


  • When does escrow apply under RESPA, TILA (for high-priced mortgages), and flood rules?
  • Initial analysis for proper escrow amounts
  • How should escrow be disclosed on your TRIDs?
  • What should be included in the initial disclosure and annual and short-year statements?
  • Handling a shortage, surplus, or deficiency
  • FAQs and common errors cited in field audits and examinations

Take-Away Toolkit

  • Audit procedures for escrow requirements
  • Checklists to test disclosure content
  • The manual will be provided in procedural language to easily adapt it to your own policies
  • Employee training log
  • Quiz you can administer to measure staff learning and a separate answer key

Attendance verification for CE credits provided upon request.

Who Should Attend?

This informative session is designed for compliance officers, lending personnel, and auditors.

Registration Options:

If you are having issues with registering online, please contact CBAO's Education & Training Coordinator, Lianne Simeone, (614) 610-1877.

Event Type:Webinar &/or On-Demand Link/CD
Early registration ends on Apr 09, 2018.
Regular registration starts on Apr 10, 2018 and ends on May 15, 2018.
Late registration starts on May 16, 2018.
(GMT-05:00) Eastern Time (US & Canada)


Registration Fees
Fee TypeEarlyRegularLate
 Live Webinar
Member Fee: $265.00$265.00$290.00
Non-Member Fee: $400.00$400.00$425.00
 Additional Hookups
Member Fee: $175.00$175.00$175.00
Non-Member Fee: $260.00$260.00$260.00
 Recorded Webinar + Free Digital Download
Member Fee: $345.00$345.00$345.00
Non-Member Fee: $490.00$490.00$490.00
 Both Live Webinar and Recorded Webinar + Free Digital Download
Member Fee: $395.00$395.00$420.00
Non-Member Fee: $600.00$600.00$625.00