Traditional & Roth IRA Plan Establishment & Required Amendments

Jun 15, 2017 03:00pm -
Jun 15, 2017 04:30pm

Event Description

This informative session has something for everyone.  Whether you are relatively new to the IRA world or a seasoned veteran, this webinar will provide timely, valuable information regarding IRA plan establishment and eligibility requirements.  It will explore financial institutions’ responsibilities versus those of IRA holders.  Join this lively program that will also include a review of current Traditional and Roth IRA contribution limits and important deadlines.


  • Documents required to properly establish an IRA plan
  • Rules for amending IRA plan agreements and disclosure statements – and when document amendments may be required 
  • Important considerations surrounding beneficiary designations, including the differences between primary versus contingent beneficiaries
  • Traditional and Roth IRA eligibility requirements
  • IRA regular, spousal, and catch-up contribution limits
  • Deadlines for making regular IRA contributions and considerations for accepting prior-year contributions

Take-Away Toolkit

  • Employee training log
  • Quiz you can administer to measure staff learning and a separate answer key


Attendance verification for CE credits provided upon request.

Who Should Attend?

This session will benefit staff who have direct customer contact, IRA operations or compliance responsibilities, or insurance or securities licenses.  It will also provide managers and supervisors with a solid understanding and appreciation of the rules and the responsibilities that come with establishing and amending IRA plans and accepting IRA contributions.

Registration Options:

If you are having issues with registering online, please contact CBAO's Education & Training Coordinator, Lianne Simeone, (614) 610-1877.

Event Type:Webinar &/or On-Demand Link/CD
Early registration ends on May 12, 2017.
Regular registration starts on May 13, 2017 and ends on Jun 14, 2017.
Late registration starts on Jun 15, 2017.
(GMT-05:00) Eastern Time (US & Canada)


Registration Fees
Fee TypeEarlyRegularLate
 Live Webinar
Member Fee: $265.00$265.00$290.00
Non-Member Fee: $400.00$400.00$425.00
 Additional Hookups
Member Fee: $175.00$175.00$175.00
Non-Member Fee: $260.00$260.00$260.00
 Recorded Webinar + Free Digital Download
Member Fee: $345.00$345.00$345.00
Non-Member Fee: $490.00$490.00$490.00
 Both Live Webinar and Recorded Webinar + Free Digital Download
Member Fee: $395.00$395.00$420.00
Non-Member Fee: $600.00$600.00$625.00