Teller Compliance Issues: Reg CC, UCC 3 & 4 and CTRs

Jan 30, 2018 02:30pm -
Jan 30, 2018 04:30pm

Event Description

This webinar focuses on the legal issues of checks outlined in signature cards under the uniform commercial code and the holds used on transaction accounts under Regulation CC. This informative webinar will review endorsements, ambiguous language on checks, stop payment orders, death issues, post-dated checks and the account holder’s responsibilities in review his or her statements. Your financial institution’s best defense again fraud is the proper placement of holds on checks within Regulation CC’s guidelines. We will review all schedules of next day items, local and non-local checks. Participants will receive materials including hold forms and worksheets.

What You Will Learn:

  • How money moves
  • Endorsements
  • Contradictory terms
  • Incomplete contracts
  • Stop payment orders
  • Stop payment orders on cashier’s, certified and teller’s checks
  • Knowledge of death and action on checks after death
  • Customer’s duty to read statement
  • Negligence issues and the customer’s responsibility
  • What is a transaction account
  • What is a local check
  • Next day items
  • Case by case holds and exception holds
  • Substitute checks
  • CTRs

Who Should Attend?

This webinar will benefit all head tellers, branch managers, branch administrators, compliance officers, training staff and others who manage or work the frontline.


If you are having issues with registering online, please contact CBAO's Education & Training Coordinator, Lianne Simeone, (614) 610-1877.

Event Type:Webinar &/or On-Demand Link/CD
Early registration ends on Dec 23, 2017.
Regular registration starts on Dec 24, 2017 and ends on Feb 02, 2018.
Late registration starts on Feb 03, 2018.
(GMT-05:00) Eastern Time (US & Canada)


Registration Fees
Fee TypeEarlyRegularLate
 Live Webinar
Member Fee: $265.00$265.00$290.00
Non-Member Fee: $400.00$400.00$425.00
 Additional Hookups
Member Fee: $175.00$175.00$175.00
Non-Member Fee: $260.00$260.00$260.00
 On Demand Link & "FREE" CD Rom
Member Fee: $345.00$345.00$345.00
Non-Member Fee: $490.00$490.00$490.00
 Both Live & On Demand Link (Includes CD Rom)
Member Fee: $395.00$395.00$420.00
Non-Member Fee: $600.00$600.00$625.00