We will discuss the expectations/requirements, how to improve/enhance them and how to best utilize your resources to create an effective Compliance Management System.
We’ll talk through the principles of the CMS and discuss how to adjust them to fit your culture, environment, personnel and systems. It’s a job that you’ll never finish and you can’t check it off your list. In fact, it’s a cycle that continuously repeats. It must be evaluated and adjusted as new rules and requirements are issued and as your personnel change. Establishing a healthy CMS is a process that takes time - LOTS of time.
Who Should Attend?
This webinar is designed for anyone involved in a bank’s compliance management system. This could include compliance officers, auditors, Management, Directors, etc
If you are having issues with registering online, please contact CBAO's Education & Training Coordinator, Lianne Simeone, (614) 610-1877.