This session will offer three important steps to prepare for the new beneficial ownership changes. The first step is creating a leadership group that establishes policy requirements and identifies all compliance requirements across lines of business. The second step is implementation design, which outlines the required processes and options for technology solutions. The third step includes appropriate training and new internal controls for the “fifth pillar” CDD requirements for “legal entity” accountholders. Join us to learn more about these significant changes and how to implement them.
Attendance verification for CE credits provided upon request.
Who Should Attend?
This informative session is designed for BSA officers, BSA staff, deposit operations personnel, loan operations staff, loan officers, risk managers, compliance officers, new accounts staff, and auditors.
If you are having issues with registering online, please contact CBAO's Education & Training Coordinator, Lianne Simeone, (614) 610-1877.