Compliance Forum IV

Nov 07, 2017 09:00am -
Nov 07, 2017 03:00pm
(GMT-5)

Event Description

2017 COMPLIANCE FORUM
November 7th 
9:00 a.m. – 3:00 p.m.

Join us in 2017 to take your compliance education to the next level - to walk through compliance challenges, plan for coming regulatory changes, expand your knowledge base and build upon your compliance network.  Our experts are continually monitoring changes in legislation and regulatory issuances, working with financial institutions ranging in asset size and complexity, and maintaining lines of communication with the regulatory agencies to bring you the latest in training and implementation tools. 

Your registration fee covers your participation in the forum, including breakfast and lunch, as well as all materials provided for the event.  You will receive a handbook at each forum, comprised of PowerPoint slides, narratives, tools and reference materials related to the topics covered. You will also receive all materials and tools electronically upon completion of each forum. 

November Agenda:

  • Compliance Happenings in 2017
  • Regulation CC Changes
  • Successors in Interest for Small Servicers
  • TRID Amendments
  • Final HMDA Considerations & Common Questions​

Take It Home:

Your compliance responsibilities and challenges don’t stop when you leave the forum. Be sure you have the tools to administer your compliance function proactively and effectively.  By participating in one or all Compliance Forum events in 2017, you will receive the Sterling NAVIGATOR, BEACON and all the tools provided at each event and with each edition of the NAVIGATOR.

Sterling NAVIGATOR 
With one regulatory wave after another, it starts to feel like we’re drifting farther and farther away from solid ground.  That’s where we come in. Our NAVIGATOR newsletter will help you steady your rudder and guide you safely through the turbulent waters of regulation and compliance exams. We’ve designed the NAVIGATOR to be your go-to resource for compliance news, critical and upcoming deadlines and items of regulatory focus.  

The NAVIGATOR regularly features:

  • Relevant articles addressing current compliance issues.  These articles are designed to inform you and provide perspective of the impact of regulatory guidance and upcoming legislation for your institution.  We include practical implementation tips and useful resources to guide you through the processes of understanding compliance issues, implementing proper controls to mitigate risk associated with those issues and approaching your compliance examinations with confidence.
  • Critical dates.  We will keep you informed of critical dates relating to the implementation of regulatory guidance and the status of proposed legislation.
  • Upcoming events.  Learn where we will be and how you can join us! Whether we are holding Compliance Roundtables, Continuing Education Courses, Forum Events or Webinars, our Upcoming Events and Sterling Events pages will provide you information about each event and how to register.
  • Industry highlights. Get a snapshot of what has happened in compliance in the last month – a great way for you, your management team and your Board stay up-to-date. 
  • Tools.  We typically issue 1-2 tools with each edition of the NAVIGATOR. From policy and internal monitoring checklists, to sample policies and fact sheets, you’ll get the tools to make your job easier.

Sterling BEACON
We offer a monthly consulting service that gives you unlimited access to our compliance experts for any compliance-related questions. This service is part of all compliance engagement packages or may be selected a la carte, but it is complimentary with your Forum registration!  Our BEACON allows you to call or email us any time – an important compliance lifeline!  

 

Meet the Compliance Forum faciliators

REGISTRATION OPTIONS

If you are having issues with registering online, please contact CBAO's Education & Training Coordinator, Lianne Simeone , (614) 610-1877.


Event Type:Forums
Early registration ends on Sep 01, 2017.
Regular registration starts on Sep 02, 2017 and ends on Oct 29, 2017.
Late registration starts on Oct 30, 2017.
(GMT-05:00) Eastern Time (US & Canada)

 

Registration Fees
Fee TypeEarlyRegularLate
 Compliance Forum Annual Fees
Member Fee: $300.00$300.00$325.00
Non-Member Fee: $450.00$450.00$475.00
 Additional Attendee(s)
Member Fee: $145.00$145.00$145.00
Non-Member Fee: $220.00$220.00$220.00