John Noto, Governor
John Noto is an accomplished Enterprise/Operational Risk, Regulatory Compliance, and Audit subject matter professional. He is currently a Senior Director at eDelta Consulting conducting financial services reviews in the areas of Regulatory Compliance, Enterprise/Operational Management, Sarbanes-Oxley Act (SOX), Business Continuity Management (BCM), and Vendor Management. John is formerly a Senior Operational Risk Manager of the London Stock Exchange Group /FTSE Russell Indexes where he had responsibilities in the areas of data collections, data quality management, vendor management, and data distribution within the securities markets. Previously he was responsible for the identification, management, measurement, mitigation, and control of Operational Risk, Vendor Management, BCM, and for directing the SOX compliance requirements at Mizuho Securities USA. John served on the Risk Management Committee, IT Management Committee, Operational Risk Management Committee, and BCP/Crisis Management Committees. John has had extensive financial services, operational, regulatory, and audit experience with a concentration in Banking, Broker-Dealer, Capital Markets, and Investment Banking industry. He has held several high-ranking positions in Internal Audit at financial service firms, including Investment Banks, Broker/Dealers, and has established first time Internal Audit and Operational Risk Management Departments for financial service firms. John’s professional experience includes PricewaterhouseCoopers LLP, NatWest Markets, N.A., Fortis Financial Services, and Friedman Billings Ramsey Group. He also served as the President of the Securities Industry and Financial Markets Association – Internal Auditors Society in 2013 and Co-President of the Risk Management Association in 2015-2017. John has a Bachelor of Science Degree in Accounting from Fairleigh Dickinson University, a Certified Financial Services Auditor, and Accreditation in Internal Quality Assessment and Validation of the Institute of Internal Auditors, FINRA Series 99, and several SOX Certifications.