John Noto, Governor 

 

John Noto is a Senior Risk Manager of Input-Output Global, a blockchain, cryptocurrency, technology company. John is the Chairperson of the Operational Risk Management Committee, has firm-wide responsibility for operational risks. At the London Stock Exchange Group /FTSE Russell Indexes, John had responsibilities in data collections, data quality management, vendor management, and data distribution within the securities markets and was a Senior Operational Risk Manager. Previously, John, as Executive Director, was responsible for identifying, managing, measuring, mitigating, and controlling Operational Risk, Vendor Management, BCM, and directing the SOX compliance requirements at Mizuho Securities USA.  John served on the Risk Management Committee, I.T. Management Committee, Chairperson of the Operational Risk Management Committee, and BCP/Crisis Management Committees. John has had extensive financial services, operational, regulatory, and audit experience with a concentration in Banking, Broker-Dealer, Capital Markets, and Investment Banking industry. He has held several high-ranking positions in Internal Audit and has established first-time Internal Audit and Financial Operational Risk Management Departments for large financial service firms. John’s professional experience includes PricewaterhouseCoopers LLP, NatWest Markets, N.A., Fortis Financial Services, and Friedman Billings Ramsey Group. He also served as the President of the Securities Industry and Financial Markets Association – Internal Auditors Society in 2013 and Co-President of the Risk Management Association in 2015-2017. John has a Bachelor of Science Degree in Accounting from Fairleigh Dickinson University, a Certified Financial Services Auditor, and Accreditation in Internal Quality Assessment and Validation of the Institute of Internal Auditors, FINRA Series 99, and several SOX Certifications.

 

Mailing Address: RMA New York Chapter, 25 North Broadway, Tarrytown, New York, 10591

Email: rma@rmany.org

Phone: 914-332-0042

 

 



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