Stockbroker Misconduct- How to Recover your Losses from a Brokers Negligence - MI Chapter

Nov 15, 2011 05:00pm -
Nov 15, 2011 07:00pm

Event Description


American Association of Attorney-CPAs   

Michigan Chapter present:  


 Stockbroker Misconduct - How to Recover your Losses from a Brokers Negligence

Speaker: Peter Rageas

Law Office of Peter C. Rageas & Associates, P.C.
AAA-CPA Michigan Chapter President 



New York City

Registration is OPEN for the Fall Meeting & Education Conference taking place Nov. 2-6, 2011 in New York City!

CLICK HERE to register! 







AAA-CPA continuing education programs are designed to meet the needs of Attorneys and CPAs and qualify for credit both as CPE and CLE. The decisions of various state authorities determine the actual credit granted. There are no prerequisites or advance preparation requirements for this course.


Accounting CPE/Legal CLE/MCLE  

The AAA-CPA is  registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: A brochure with full details of the program is available from the association at 888-288-9272. This program meets the NASBA standards of 1 (50 minute) hour of instruction. If you require CLE in a state not mentioned, please call our national office and we will do our best to arrange for credit in your state. 



American Association of Attorney-CPAs 

3921 Old Lee Highway, Suite 71A

Fairfax, Virginia 22030

Phone: (703) 352-8064 
Fax: (703) 352-8073



Program Details

Date: Tuesday, November 15, 2011       

Time: 6:00pm Dinner & Presentation                    


Location: Meriwether's

               25485 Telegraph Road
               N of 10 Mile Road

               Southfield, Michigan 48034  


               Click HERE for a map of the area              


Education: 1 CPE credit


Cost: Members $25.00
         Non-Members: $35.00  




Program Description

Did stock broker misconduct, stock broker malpractice or negligence, stock broker abuse or stock broker greed result in a loss of over $50,000 with a full service stock broker (not an on-line broker)? Call for a free no obligation phone consultation. Typical claims involve one of the following:

  1. Unsuitable recommendations for you.
  2. Stock Broker Malpractice in an account the broker managed for you.
  3. Excessive commissions charged or earned.
  4. Churning your account. Frequent sales and purchases.
  5. Failure to execute trades when ordered.
  6. Fraud or theft of money.
  7. Variable Annuities or Sub-prime debts in IRA or 401K.


About the Speaker 


Peter C. Rageas is a Certified Public Accountant and holds a Masters degree in Taxation.   He has practiced law in the Metropolitan Detroit area for over 15 years.  Prior to practicing law Mr. Rageas was a practicing CPA at Coopers & Lybrand (now part of Pricewaterhouse Coopers).

Practice Areas

Securities Fraud; Securities Litigation; Stock Broker Misconduct; Stock Broker Malpractice; Business Law; Limited Liability Company Law; Closely Held Business Law; Small Business Law; Business Litigation; Business Formation; Buying and Selling of Businesses; Franchising; Employment Contracts; Breach of Contract; Contracts; Collections; Tax Appeals; Tax Audits; Tax Controversies; Tax Evasion; Taxation; Tax Fraud; Criminal Tax Audits; Criminal Taxation; Accounting Law; Non-Profit and Charitable Organizations; Civil Litigation; Commercial Litigation; Landlord and Tenant Law; Non-Profit; Commercial Law; Litigation; Mortgages  

1993, Michigan and U.S. District Court, Eastern District of Michigan  

Law School: 
Michigan State University College of Law, J.D.  

Detroit and Dearborn Bar Associations; State Bar of Michigan; Hellenic Bar Association; American Association and Attorney-CPA's (President, Michigan Chapter); PIABA (Public Investors Arbitration Bar Association).  

Certified Public Accountant, Michigan, 1989.  

Dearborn, Michigan  


For more information, click



Questions? Call 888-ATTY-CPA 

Event Type:Chapter Meeting
Early registration ends on Oct 19, 2011.
Regular registration starts on Oct 20, 2011 and ends on Nov 29, 2011.
Late registration starts on Nov 30, 2011.