Yvonne I. Pytlik is Managing Partner at Global Compliance Risk Management Corp. based in NYC and Wellesley, MA - a strategic advisory and regulatory compliance risk management firm. GlobalRMC (www.GlobalRMC.com) provides a comprehensive range of compliance and regulatory services to the global financial services industry, Asset Management Firms, Hedge Funds, Private Equities, Broker Dealers and Banks. As a trusted partner for clients, we deliver on time, within budget and to the highest quality standards, always striving to exceed expectations.
Yvonne is a recognized ERM and compliance industry expert, and frequent speaker addressing Governance, Risk and Compliance best practices in the asset management industry. She is a senior executive and one of industry's most highly sought after strategists in compliance risk management for financial institutions. Yvonne serves on the Board of Governors - Executive Committee and Audit Committee at RMA NYC. Yvonne is a founder serving on the Board of Directors at Global Compliance Risk Management Corp.
Ms. Pytlik was most recently Senior Vice President, Chief Compliance Officer and Head of US Regulatory Compliance at HSBC Global Asset Management (USA) Inc. in New York. Yvonne has a long and distinguished career in compliance as the Chief Compliance Officer, Head of Compliance and Risk and Chair of Compliance Committees at a number of high profile firms, including KPMG, Deutsche Bank and Virtus Investment Partners, responsible for overseeing all compliance matters enterprise-wide for investment advisers, mutual funds and broker dealer businesses. During her tenure at major financial services firms, Yvonne made numerous significant contributions to the firms’ overall compliance organizations, including the development and implementation of global compliance risk management functions in the Americas, Europe, and Asia-Pacific regions. She has an M.B.A. from Suffolk University and a B.S. in Management from University of Massachusetts.